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Become a Client

Earning the trust and respect of our clients while formulating investment plans that best address their short- and long-term goals, despite the volatility of the market, is the cornerstone of our business. 

We realize that no successful relationship can ever be established without our clients’ belief in our integrity and our ability to deliver unbiased investment services with absolute transparency.  Our clients’ needs forever remain at the forefront of our planning.

What You Can Expect

Financial Planning Process

During our first “discovery” meeting, our goal is to get to know you better by learning about your personal financial situation, long- and short-term investment goals, and your personal comfort zone with regard to risk.  We’ll ask you to complete a brief survey that will assist us in learning about you so that we can begin to draft an investment strategy that best fits your unique financial needs and desires.

At our second meeting, we will present you with a preliminary financial plan, comprised of tailored investment strategies that reflect your individual needs.  We will review this plan together, making adaptations and changes along the way to ensure that you are satisfied with both the strategies and the risk parameters.

Upon committing to a relationship with FIS, we will provide you with the necessary paperwork to forge our relationship and permit us to open accounts for you with an independent custodian, such as TD Ameritrade, Charles Schwab, or Fidelity Investments. 

Your individualized investment plan will be monitored regularly.  If we believe some of your investments no longer fit your goals, we will explain why and recommend alternatives.  Trust that you are in good hands and consider us your partner in the securing of your financial well being. 

For more information, or to make an appointment to meet with us or schedule a phone conference, please phone 805-418-7686 Or go to our submit the form below.